Investment advisor

The Economic Times  Mar 18  Comment 
The probe found a total credit of over Rs 10 crore in his bank account during April 1, 2013 to April 20, 2016.
Clusterstock  Nov 17  Comment 
  State oil giant Saudi Aramco could co-list in London and New York when it floats next year, according to an investment advisor. The company plans to float in mid 2018, but the listing venue is currently uncertain. London, New York and...
Forbes  Jun 20  Comment 
Drew Horter: Horter Investment Management, our Registered Investment Advisor (RIA), was formed in 1991. Our goal was to find third-party money managers that could potentially prevent devastation similar to that of the Black Monday crash of October...
Insurance Journal  Apr 27  Comment 
Private equity firm Warburg Pincus said Dominic Casserley has joined the firm as a senior advisor in its Financial Services Group.  Casserley formerly CEO of Willis Group Holdings, will help evaluate new investment opportunities in the financial...
The Hindu Business Line  Nov 20  Comment 
More than accumulating wealth, it is important to manage it wisely
The Economic Times  Nov 7  Comment 
The last date has been extended after taking into consideration representations from various quarters as the initial deadline ended on November 4.


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Investment advisors

A person who gives advice on Investments. Those who work for closed-end companies, are prohibited from disseminating advice known to be deceitful or fraudulent, and from acting as a principal on their own accounts by buying and selling securities between themselves and a client without prior written consent. [3]

Means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities. The spellings investment advisor and Investment adviser are both correct. [4]

From advice c.1300 from avis "opinion, it seems to me, in my view. [1]


  1. [1]1610s, agent from advise. [2]
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