Series 6

RECENT NEWS
Forbes  Aug 15  Comment 
On 8/19/14, Banco Santander SA's Floating Rate Non-Cumulative Series 6 Guaranteed Preferred Securities (NYSE: SAN.PRB) will trade ex-dividend, for its quarterly dividend of $0.26, payable on 9/5/14. As a percentage of SAN.PRB's recent share price...
Forbes  Feb 11  Comment 
On 2/13/13, Banco Santander SA's Floating Rate Non-Cumulative Series 6 Guaranteed Preferred Securities (NYSE: SAN.PRB) will trade ex-dividend, for its quarterly dividend of $0.25, payable on 3/5/13. As a percentage of SAN.PRB's recent share price...
Forbes  Sep 28  Comment 
In trading on Friday, shares of Banco Santander SA's Floating Rate Non-Cumulative Series 6 Guaranteed Preferred Securities (NYSE: SAN.PRB) were yielding above the 6% mark based on its quarterly dividend (annualized to $1.0111), with shares...
EE Times  Jan 12  Comment 
Graphics and video processing unit licensor Imagination Technologies Group plc (Kings Langley, England) has formally announced the first cores in its PowerVR Series 6 GPU core family. View the full article HERE.
EE Times  Jan 11  Comment 
Graphics and video processing unit licensor Imagination Technologies Group plc (Kings Langley, England) has formally announced the first cores in its PowerVR Series 6 GPU core family. View the full article HERE.




 
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The series 6 exam is a test which lets an individual sell mutual funds and annuities.

The test is a shorter, less comprehensive version of the Series 7 exam, but a person who takes the series 6 exam is not allowed to sell as many different products as a person taking the series 7. For example, the series 6 exam does not allow an individual to sell corporate securities such as stocks or bonds, or options.

The test is administered by the Financial Industry Regulatory Authority (FINRA), which was previously known as the National Association of Securities Dealers (NASD), a non-governmental regulatory agency for the securities industry.

Series 6 Test composition

The exam lasts 2 hours and 15 minutes and has 100 questions. Test-takers must score 70% to pass.



Test Breakdown # of Questions % of Exam
Securities Markets, Investment Securities and Economic Factors 8 8%
Securities and Tax Regulations 23 23%
Marketing, Prospecting and Sales Presentations 18 18%
Evaluation of Customers 13 13%
Product Information: Investment Company Securities and Variable Contracts 26 26%
Opening and Servicing Customer Accounts 12 12%

Series 6 Study guides

FINRA provides a study guide / outline of material covered on the test.

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